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SCCE ESG and Compliance Conference

Session 1A: ESG in Third Party and Pre-Transactional Diligence

10:00 AM CDT – 11:00 AM CDT

We are actively monitoring attendance. At random times throughout this session, you will be prompted with a pop-up to confirm that you are still actively participating in the virtual session. You will not see the pop ups if you are in full screen mode or your pop-up blocker is on. In addition, make sure you are disconnected from any VPN as they can also cause interference and that you have a stable internet connection (hard line is always best).

Active attendance monitoring is only required if you will be requesting external CEUs for NASBA or CLE credits. If you only need Compliance Certification Board (CCB)® CEUs, it is not required to participate in active monitoring.

Learning Objectives:

  • Divergence and convergence of compliance/regulatory and ESG diligence
  • ESG as an opportunity and a requirement
  • Case studies in third party relationships and pre-transactional diligence


Sofia Marsaglia
Senior Associate, Wallbrook 

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Matt Kelly
Editor and CEO, Radical Compliance

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