Menu Close

SCCE Fundamentals of Compliance Investigations


Speakers:

Wendy Evans
Senior Manager, Ethics Core Programs, Lockheed Martin

View Bio

Georgina Heasman
Global Investigations Manager, Booking Holdings

View Bio


Thursday May 2, 2024

10:00 AM – 11:20 AM (CT)Conducting InterviewsWendy Evans
Senior Manager, Ethics Core Programs, Lockheed Martin
• Preparing for interviews 
• Types of questions & assessing credibility 
• Tips for effective interviewing
11:20 AM – 11:40 AM (CT)Break
11:40 AM – 12:40 PM (CT)Reporting ResultsGeorgina Heasman
Global Investigations Manager, Booking Holdings
• Key elements of a good report  
• Practical tips for report-writing 
• Reporting to management, the board, and third parties
12:40 PM – 1:00 PM (CT)Break
1:00 PM – 2:00 PM (CT)After the InvestigationWendy Evans
Senior Manager, Ethics Core Programs, Lockheed Martin

Georgina Heasman
Global Investigations Manager, Booking Holdings
• Identifying and fixing internal control issues and other problems
• Remediation plans 
• Lessons learned from the investigation

We are actively monitoring attendance. At random times throughout this session, you will be prompted with a pop-up to confirm that you are still actively participating in the virtual session. You will not see the pop ups if you are in full screen mode or your pop-up blocker is on. In addition, make sure you are disconnected from any VPN as they can also cause interference and that you have a stable internet connection (hard line is always best).Active attendance monitoring is only required if you will be requesting external CEUs for NASBA or CLE credits. If you only need Compliance Certification Board (CCB)® CEUs, it is not required to participate in active monitoring.