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SCCE Compliance in Smaller Organizations Conference

Welcome & Announcements

8:25 AM CT – 8:30 AM CT

Department of 1 with a Team of Many

8:30 AM CT – 9:30 AM CT

Learning Objectives:

  • Explore ways to promote relationships and effective communications with other departments
  • How to deal with knowledge or information gaps about compliance given one’s limited knowledge base
  • Ways to ensure that the compliance function is not totally dependent on one person


Frank Ruelas
Compliance Professional

View Bio

We are actively monitoring attendance. At random times throughout this session, you will be prompted with a pop-up to confirm that you are still actively participating in the virtual session. You will not see the pop ups if you are in full screen mode or your pop-up blocker is on. In addition, make sure you are disconnected from any VPN as they can also cause interference and that you have a stable internet connection (hard line is always best).Active attendance monitoring is only required if you will be requesting external CEUs for NASBA or CLE credits. If you only need Compliance Certification Board (CCB)® CEUs, it is not required to participate in active monitoring.