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SCCE Compliance Auditing & Monitoring Workshop

Final Considerations

1:45 PM CT – 3:00 PM CT

Learning Objectives:

  • Assessing the effectiveness of the compliance and ethics program 
  • Assessing organizational culture, culture audits, etc.
  • Focus on continuous improvement


Miaja Cassidy
US Compliance Officer, Cassidy Compliance LLC

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We are actively monitoring attendance. At random times throughout this session, you will be prompted with a pop-up to confirm that you are still actively participating in the virtual session. You will not see the pop ups if you are in full screen mode or your pop-up blocker is on. In addition, make sure you are disconnected from any VPN as they can also cause interference and that you have a stable internet connection (hard line is always best).Active attendance monitoring is only required if you will be requesting external CEUs for NASBA or CLE credits. If you only need Compliance Certification Board (CCB)® CEUs, it is not required to participate in active monitoring.