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SCCE Compliance Auditing & Monitoring Conference

When Crossing the Line Is a Good Thing: The Role of Compliance and Collaboration in the Three Lines Model

1:15 PM CDT – 2:15 PM CDT

We are actively monitoring attendance. At random times throughout this session, you will be prompted with a pop-up to confirm that you are still actively participating in the virtual session. You will not see the pop ups if you are in full screen mode or your pop-up blocker is on. In addition, make sure you are disconnected from any VPN as they can also cause interference and that you have a stable internet connection (hard line is always best).Active attendance monitoring is only required if you will be requesting external CEUs for NASBA or CLE credits. If you only need Compliance Certification Board (CCB)^® CEUs, it is not required to participate in active monitoring.

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Learning Objectives:

• Deepen understanding on the three lines model with focus on role and responsibilities of compliance
• Discuss leading practices for auditing and monitoring across the three lines model
• Learn from practical examples with key takeaways and tools

Speakers: