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SCCE Compliance Auditing & Monitoring Conference

Effective KPI Dashboards and Compliance Metrics

1:15 PM CDT – 2:15 PM CDT

We are actively monitoring attendance. At random times throughout this session, you will be prompted with a pop-up to confirm that you are still actively participating in the virtual session. You will not see the pop ups if you are in full screen mode or your pop-up blocker is on. In addition, make sure you are disconnected from any VPN as they can also cause interference and that you have a stable internet connection (hard line is always best).Active attendance monitoring is only required if you will be requesting external CEUs for NASBA or CLE credits. If you only need Compliance Certification Board (CCB)® CEUs, it is not required to participate in active monitoring.

Learning Objectives:

  • Identify dashboard metrics for compliance risk management using the COSO Framework
  • Identify Key Risk Indicators (KRI’s) that should be tracked for your compliance program
  • Identify the Key Performance Indicators (KPI’s) to track for your compliance program


Dawn Gresham
Director of Acquisition Policy, Commerce

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