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SCCE Compliance Auditing & Monitoring Conference

You Can’t Manage What You Can’t Measure: How Compliance Can Seize Business Benefits and Meet Regulator Expectations from Establishing, Monitoring, and Auditing ESG Metrics

10:15 AM CDT – 11:15 AM CDT

We are actively monitoring attendance. At random times throughout this session, you will be prompted with a pop-up to confirm that you are still actively participating in the virtual session. You will not see the pop ups if you are in full screen mode or your pop-up blocker is on. In addition, make sure you are disconnected from any VPN as they can also cause interference and that you have a stable internet connection (hard line is always best).Active attendance monitoring is only required if you will be requesting external CEUs for NASBA or CLE credits. If you only need Compliance Certification Board (CCB)® CEUs, it is not required to participate in active monitoring.


Learning Objectives:

  • How compliance can play an increasingly important role in business decisions related to ESG activities
  • How compliance works with audit to lead process design, implementation, and monitoring that meet SEC Standards
  • How to develop key ESG metrics that will be increasingly important to global regulators

Speakers:

Anita Woodhouse
Chief Compliance Officer, V-Square Qualitative Management, LLC

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Michele Edwards
Partner, StoneTurn Group

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Marnie Gucciard, CPA/CFF, CFE, MSA
Director, Global Ethics & Compliance, Sims Limited

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