SCCE Compliance Auditing & Monitoring Conference
Using a Gap Analysis to Build an Effective Auditing and Monitoring Process
10:15 AM CT – 11:15 AM CT
Learning Objectives:
- Use gap analysis to determine what to audit
- Learn strategies to identify typical gaps and what steps to take to close them
- Learn how to address any deficiencies including developing a corrective action plan if needed
Speakers:
Sean Weiss
Partner/VP & Chief Compliance Officer, Doctors Management LLC
View Bio
We are actively monitoring attendance. At random times throughout this session, you will be prompted with a pop-up to confirm that you are still actively participating in the virtual session. You will not see the pop ups if you are in full screen mode or your pop-up blocker is on. In addition, make sure you are disconnected from any VPN as they can also cause interference and that you have a stable internet connection (hard line is always best).Active attendance monitoring is only required if you will be requesting external CEUs for NASBA or CLE credits. If you only need Compliance Certification Board (CCB)® CEUs, it is not required to participate in active monitoring.