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SCCE Compliance Auditing & Monitoring Conference

Welcome & Announcements

8:55 AM CDT – 9:00 AM CDT

Don’t Let Red Flags Go Undetected: Anti-corruption Compliance Auditing

9:00 AM CDT – 10:00 AM CDT

We are actively monitoring attendance. At random times throughout this session, you will be prompted with a pop-up to confirm that you are still actively participating in the virtual session. You will not see the pop ups if you are in full screen mode or your pop-up blocker is on. In addition, make sure you are disconnected from any VPN as they can also cause interference and that you have a stable internet connection (hard line is always best).Active attendance monitoring is only required if you will be requesting external CEUs for NASBA or CLE credits. If you only need Compliance Certification Board (CCB)® CEUs, it is not required to participate in active monitoring.

Learning Objectives:

  • Conducting a vulnerability assessment to identify corruption risks and select audit location targets
  • Preparing a comprehensive anti-corruption audit workplan and completing pre-audit activities
  • Conducting an anti-corruption compliance program audit and determining post-audit requirements


Juliette Gust
President, Ethics Suite

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