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SCCE Compliance Auditing & Monitoring Conference

Welcome & Announcements

8:55 AM CT – 9:00 AM CT

Developing an Annual Audit Plan

9:00 AM CT – 10:00 AM CT

Learning Objectives:

  • Use a risk assessment and reconcile available resources to draft an annual audit plan
  • Communicate the plan, get buy-in, make adjustments to the draft, and get approval
  • Use your approved annual plan to drive work and report back on results


CJ Wolf
Faculty, BYUI

View Bio

We are actively monitoring attendance. At random times throughout this session, you will be prompted with a pop-up to confirm that you are still actively participating in the virtual session. You will not see the pop ups if you are in full screen mode or your pop-up blocker is on. In addition, make sure you are disconnected from any VPN as they can also cause interference and that you have a stable internet connection (hard line is always best).Active attendance monitoring is only required if you will be requesting external CEUs for NASBA or CLE credits. If you only need Compliance Certification Board (CCB)® CEUs, it is not required to participate in active monitoring.